Nuremberg
was largely an American creation. ("Typical American
humor," scoffed Karl Dönitz, in his Nuremberg cell.)
Britain and the Soviet Union were forced to follow Americas
lead. Roosevelts free-wheeling and haphazard administration
thus offers the single most important and vivid example of
how governments argue about international justice.
This
grand American debate over Nuremberg was waged mostly between
two of Roosevelts most powerful cabinet members: Henry
Stimson, the secretary of war, and Henry Morgenthau Jr., the
treasury secretary. Stimson insisted on trials for the top
Nazis; Morgenthau wanted summary executions. In March 1945,
Stimson, while emphasizing postwar economic and political
issues over the question of war criminals, gave a good first-hand
outline of the way the decision was made:
Never
has anything which I have witnessed in the four years shown
such instance of the bad effect of our chaotic administration
and its utter failure to treat matters in a well organized
way.
Morgenthau advanced his project for destroying
industrial Germany and turning it into a "pastoral"
country.
Then the President pranced up to the meeting
at Quebec in September taking Morgenthau and leaving Hull
and me behind, and there he put his initials to the fantastic
"pastoral Germany" program which was drawn by
Churchill and Morgenthau. Morgenthau came back and told
us about it, and the character of the paper leaked out evidently
through somebody in the Treasury Department. It was at once
torn to pieces by public opinion and the President hastily
retreated from his position. At a luncheon with me in the
White House he spoke of this paper as something that had
been put over him in Quebec and which he had never fathered.
I had a copy of it in my pocket, fished it out, and showed
his initials at the bottom of it. Then he said he had made
a great mistake and has admitted that with great frankness
since. Then for a while Morgenthau was in the doghouse
While
more than a little self-congratulatory, this account is basically
accurate. The Morgenthau Plan, which Churchill and Roosevelt
initialed at the Québec Conference in September 1944,
called for the summary execution of the Nazi leadership as
war criminals. But Stimson managed to triumph, insisting that
even Nazi war criminals be given the benefit of due process
as it had evolved in America.
Protecting
soldiers
Throughout
these debates, the Allies were not much hamstrung by what
is typically the biggest impediment to the prosecution of
war crimes: a terrific reluctance to expose soldiers to unusual
risks in order to apprehend suspected war criminals. In January
1943, long before anyone in the White House started thinking
seriously about the punishment of war criminals, Roosevelt
and Churchill had demanded unconditional surrender from the
Axis. When the question of war criminals finally came to the
administrations attention, it therefore seemed that
capturing the suspects would not be difficult or require additional
risks for American forces. Germany was going to be occupied
regardless; no extra risks were required to pursue a firm
policy of prosecuting German war criminals.
To
be sure, in those rare cases where apprehending war criminals
put American troops at unusual risk, America was as eager
to protect its soldiers as any other country. Japan did in
fact get to impose one term of its surrender, that Hirohito
not be dethroned, and certainly not be charged with war crimes.
As Stimson noted in his diary, Japan only accepted the Potsdam
terms "with the understanding that the said declaration
does not comprise any demand which prejudices the prerogatives
of his majesty as a sovereign ruler." America was not
about to suffer through a devastating land campaign simply
in order to try Hirohito. So MacArthur was told not to name
Hirohito as a suspected war criminal.
In
October 1944, the American Combined Chiefs of Staff wanted
their field commanders to run speedy trials of captured war
criminals who directly affected security or military operations;
otherwise, "principally in order to avoid the danger
of reprisals," the suspects were to be caught and tried
later. The War Department viewed the Soviet Unions Kharkov
trials, in 1943, with "grave concern
since it fears
that such action during the course of the war may lead to
reprisals against American prisoners of war." And the
White House was aware of the risks that American prisoners
of war might face as Germany grew increasingly desperate.
America
was as jealous of its soldiers lives as any state. But
because of the preexisting policy of unconditional surrender,
during the great White House argument over whether to have
trials or not, the question of protecting American lives mostly
did not come up.
"Let
somebody else water it down": Morgenthau
Morgenthau
was the most prominent American official who did not want
war crimes trials. This was not because he did not want punishment.
To the contrary, Morgenthau was more outraged than anyone
in the cabinet at Nazi atrocities against Jews (Morgenthau
was himself Jewish, a point not lost on Stimson). Morgenthau
spent much of 1944 bombarding the White House with proposals
for harsh treatment of Germany after the warpart and
parcel of which was the summary execution of many Nazi war
criminals. He had no patience for plodding legalism. His justice
was to be swift and terrible.
Half
a century after Nuremberg, it is hard to remember that it
was perfectly intellectually acceptable during and after World
War II to express doubtas Arendt didthat Nazi
horrors could rightly be lumped under the rubric of municipal
law. Morgenthau, in his blazing anger, said, "its
a question of attacking the German mind." He did not
shirk from harsh measures:
[W]hen it gets down to it, it may be a question of taking
this whole S.S. group, because you cant keep the concentration
camps forever and deporting them somewhere out of
Germany to some other part of the world. Just taking them
bodily. And I wouldnt be afraid to make the suggestion
just as ruthlessly as it is necessary to accomplish the
act.
Let
somebody else water it down.
In
another outburst, in a Treasury Department meeting in September
1944, Morgenthau proposed mass deportations of millions of
Germanson the precedent, of all things, of Turkish expulsions
of ethnic Greeks while Morgenthaus father, Henry Morgenthau
Sr. (see Constantinople chapter), was ambassador to the Ottoman
Empire:
I
will give you people an example which I lived through in
the eyes of my father. One morning the Turks woke up and
said, "We dont want a Greek in Turkey".
They didnt worry about what the Greeks were going
to do with them. They moved one million people out.
They
said, "We dont want any more Greeks in Turkey".
Now,
whether it is one million, ten million, twenty million it
still has to be done. A whole population was moved. The
people lived. They got rehabilitated in no time. They moved
them.
If
you can move a million, you can move twenty million; and
you move twenty million. It is just a question; no one has
thought about it. It seems a terrific task; it seems inhuman;
it seems cruel. We didnt ask for this war; we didnt
put millions of people through gas chambers. We didnt
do any of these things. They have asked for it.
Morgenthau,
an old friend of Roosevelt, was no minor crank. Eleanor Roosevelt
called him "Franklins conscience," and said
that her husband treated Morgenthau "as a younger brother."
Morgenthau was one of the most powerful men in Washington,
and he interpreted his portfolio broadly. On a host of issues,
from the Ruhr to reparations, Morgenthau took a hard line
against Germany. When Morgenthaus aides balked at smashing
the industrial capacities of the Ruhr, Morgenthau snapped,
"Why the hell should I care what happens to their people?"
He continued: "for the future of my children and my grandchildren,
I dont want these beasts to wage war." When the
Morgenthau Plan was criticized as immoral, he snapped, "I
suppose putting a million or two million people in gas chambers
is a godlike action."
At
first, Morgenthau dominated the White Houses postwar
German policy. "Everybody is toying with the thing,"
he complained, "and here we are with one toe in Germany
and just starting on it." Even Stimson at first considered
the most expedient policy: simply shooting the Nazi leaders.
In notes for a meeting with Roosevelt in August 1944, Stimson
jotted:
3.
Policy vs. liquidation of Hitler and his gang.
Present
instructions seem inadequate beyond imprisonment.
Our
officers must have the protection of definite instructions
if shooting is required.
If
shooting is required it must be immediate; not postwar.
4.
Treatment of Gestapo? To include what levels?
Executions
were clearly not unthinkable to Stimson and Roosevelt. (One
irony: Stimson insisted that his soldiers must be able to
claim afterwards that they were merely following superior
ordersthe defense that would be famously discredited
at Nuremberg.)
Roosevelt
left few written records of his attitudes on postwar Germany,
but his instinct evidently was to follow Morgenthaus
hard line. After his meeting with the President, Stimson noted
that Roosevelt "showed some interest in radical treatment
of the Gestapo"a possible reference to summary
executions. Roosevelt, irked by what he saw as a generous
War Department proposal to restore Germany, vehemently wrote:
It
is of the utmost importance that every person in Germany
should realize that this time Germany is a defeated nation.
I do not want them to starve to death but, as an example,
if they need food to keep body and soul together beyond
what they have, they should be fed three times a day with
soup from Army soup kitchens. That will keep them perfectly
healthy and they will remember that experience all their
lives. The fact that they are a defeated nation, collectively
and individually, must be so impressed upon them that they
will hesitate to start any new war.
Too
many people here and in England hold to the view that the
German people as a whole are not responsible for what has
taken placethat only a few Nazi leaders are responsible.
That unfortunately is not based on fact. The German people
as a whole must have it driven home to them that the whole
nation has been engaged in a lawless conspiracy against
the decencies of modern civilization.
Roosevelt
refused to draw a veil over Germanys deeds. To the contrary,
he placed the widest possible blame for those deeds. Presumably
the element of the Nuremberg trials that would have most appealed
to Roosevelt was their educational value: the Germans would
be fed soup and truth. It is not at all clear that Roosevelts
first instinct was to give the Nazi leaders the benefit of
trials.
"A
better respect for the law": Stimson
"Let
somebody else water it down," Morgenthau had said. Stimson,
Morgenthaus chief rival in making Americas policy
on war criminals, was just the man for that job. In many ways,
Stimson was just the opposite of his voluble cabinet colleague.
Morgenthau was a New Deal Democrat; Stimson was a Republican.
Unlike Morgenthau, Stimson was a lawyer, a product of the
white-shoe American legal establishment. Morgenthau often
spoke of the gas chambers. Stimsons diaries almost never
mention the Holocaust; if the secretary of war mentioned Jews
at all, it was usually to complain about Morgenthaus
"Semitic" preoccupation with the Holocaust. Morgenthau
pressed for American action to help Europes Jews; Stimson
opposed immigration. Stimson was mostly worried about winning
the war; Morgenthau was also obsessed with Nazi atrocities.
But Stimson had long been a believer in punishing war crimes;
in 1916, he had signed a letter to Woodrow Wilson protesting
Germanys deportation of Belgians, "in violation
of law and humanity." It was, in the final account, Stimsons
cooler head that allowed America to constrain Morgenthaus
calls for harsh punishments of German leaders within a legalistic
framework.
But
Morgenthau held the field at first. Stimson was not above
thoughts of vengeance; he once suggested to Morgenthau that
SS troops should be put in the concentration camps they had
set up for the Jews. But Stimson soon came to resist Morgenthaus
sweeping plans for pastoralizing Germany, questioning whether
Germany could really be somehow reduced to its 1860 size of
40 million. "Well," Morgenthau replied, "that
is not nearly as bad as sending them to gas chambers."
"I find," Morgenthau concluded, "that Mr. Stimson
tires very easily."
Morgenthau
was not the only hard-liner wearing Stimson out. Stalins
grisly toast at Tehranto shooting at least 50,000 Germanshung
on Stimsons mind, and he feared that such mass killings
would embarrass the entire war effort. He had warned Roosevelt
that
there
would be methods used
in the liquidation of the military
clique in Germany which the United States would not like
to participate in directly. I reminded the President of
the story he had told
of his conversation with Stalin
concerning the liquidation of 50,000 German officers and
indicated that this rather confirmed my view. Under all
these circumstances I felt that the further we were away
from North Germany and the less responsibility we had in
the conduct of German affairs in that region the better.
I felt that repercussions would be sure to arise which would
mar the page of our history if we, whether rightly or wrongly,
seemed to be responsible for it.
Stimson
was clearly repelled at the prospect of Soviet executions,
as something beneath Americas standardseven for
Nazi war criminals.
These
standards grew out of Stimsons respect for basic American
legal rights, with explicit reference to the Bill of Rights.
Stimson, who equated the OGPU with the Gestapo, was horrified
at Soviet domestic terror. "Stalin recently promised
his people a constitution with a bill of rights like our own,"
Stimson wrote. "
It seems to me now that our success
in getting him to carry out this promised reform, which will
necessarily mean the abolition of the secret police, lies
at the foundation of our success." This was a very American
remedy for Stalinism.
Stimson
clung to the idea of individual responsibility for war crimes,
which would focus Allied vengeance against the guilty rather
than all Germans. "In particular I was working up and
pressing for the point I had initiated," he wrote:
namely
that we should intern the entire Gestapo and perhaps the
SS leaders and then vigorously investigate and try them
as the main instruments of Hitlers system of terrorism
in Europe. By so doing I thought we would begin at the right
end, namely the Hitler machine and punish the people who
were directly responsible for that, carrying the line of
investigation and punishment as far as possible. I found
around me, particularly Morgenthau, a very bitter atmosphere
of personal resentment against the entire German people
without regard to individual guilt and I am very much afraid
that it will result in our taking mass vengeance on the
part of our people in the shape of clumsy economic action.
This in my opinion will be ineffective and will inevitably
produce a very dangerous reaction in Germany and probably
a new war.
Stimsons
disagreement with Morgenthau was not just about the wisdom
of pastoralizing and partitioning Germany. Stimson, after
his initial fumblings, became more and more appalled at Morgenthaus
idea of summarily killing war criminals.
Stimsons
legalism ran deep. Like the Treasury Department, the War Department
agreed that the entire Gestapo should be detained. But while
Morgenthau wanted to deal with such terror organizations in
toto, Stimson and John McCloy, the assistant secretary
of war, initially preferred to focus on individual criminal
responsibility for specific Gestapo members. Stimson also
worried, "How far can we go under the Geneva Convention
in educating war prisoners against Nazism?" This respect
for law also encompassed a fondness for trials. Stimsons
reasoning revealed a blend of pragmatism and ingrained legalism:
We
should always have in mind the necessity of punishing effectively
enough to bring home to the German people the wrongdoing
done in their name, and thus prevent similar conduct in
the future, without depriving them of the hope of a future
respected German community. (Those are the two alternatives.)
Remember this punishment is for the purpose of prevention
and not for vengeance. An element in prevention is to secure
in the person punished the conviction of guilt. The
trial and punishment should be as prompt as possible and
in all cases care should be taken against making martyrs
of the individuals punished.
Stimsons
insistence on fair trials even led him to yield some of the
militarys prerogatives. When he won the approval of
George Marshall, the chief of staff, for war crimes trials,
the two agreed on using civilian judges where possible, rather
than military men. Afterwards, Stimson wrote in his diary:
"It was very interesting to find that Army officers have
a better respect for the law in those matters than civilians
who talk about them and who are anxious to go ahead and chop
everybodys head off without trial or hearing."
The
Morgenthau Plan
That
desire to chop off heads without trial was quickly enshrined
in a now-notorious Treasury Department plan. On September
5, 1944, Morgenthau sent Roosevelt what would become known
as the Morgenthau Plansynonymous with a devastatingly
punitive peace. It proposed, among other things, a partition
giving large tracts of land to Poland, France, and Denmark,
the complete demilitarization of Germany, internationalization
of the Ruhr, political decentralization, reparations, and
re-education.
For
the Nazi leadership, the Morgenthau Plan was perfectly clear:
A
list of the arch criminals of this war whose obvious guilt
has generally been recognized by the United Nations shall
be drawn up as soon as possible and transmitted to the appropriate
military authorities. The military authorities shall be
instructed with respect to all persons who are on such list
as follows:
A.
They shall be apprehended as soon as possible and identified
as soon as possible after apprehension, the identification
to be approved by an officer of the General rank.
B.
When such identification has been made the person identified
shall be put to death forthwith by firing squads made
up of soldiers of the United Nations.
Lower-level
perpetrators of "crimes
against civilization,"
including racist killings, would get a trial before Allied
military commissions, and then swift execution upon conviction.
All senior Nazi Party and government officials, as well as
the entire SS, Gestapo, and SA, would be detained until a
determination of their guilt. Nazi Party members and sympathizers,
as well as military officers and Junkers, were to be barred
from public life. And SS men were to form reconstruction battalions
in countries devastated by the war.
Compared
to this, prior or subsequent American proposals for punishing
war criminals look pallid. Morgenthau did make some concessions
to legalism in the belief that the Nazis were criminals, and
in the willingness to afford some kind of trial for lesser
offenders. But what stands out is the call for summary execution
for German leaders.
On
September 4, in a stunning meeting at the Treasury Department,
Morgenthau and some of his top aides discussed how to go about
these summary executions. This was not idle talk. Their concern,
in fact, seems to have been with making sure that a queasy
American military, not used to such things, would not balk
at carrying out such orders. Harry Dexter White, a Treasury
Department official close to Morgenthau (subsequently found
to be a Soviet spy), spoke approvingly of a suggestion made
by Major General John Hilldring, a War Department official
drafting American occupation plans. Hilldring, White told
the meeting:
said
if you could draw up a list of people to present to the
commanding officer and the commanding officer has to apprehend
them and identify them by some responsible authority and
those people are immediately shot that there is not a question
of discretion by the military. He has his orders. They didnt
know how long that this would be. Hilldring mentioned about
2,500, whether it was in connection with that or not, I
dont know.
Hilldrings
suggestion of summarily executing 2,500 people went without
comment from his colleagues. (In hindsight, once again, Hilldrings
position has a sharp irony to it: if there were to be executions,
the American army wanted to have the excuse of following superior
orders.)
Compared
to some rhetorical flourishes by Morgenthau, this may seem
a relatively small figure. Morgenthau once suggested eliminating
all Nazi Party members; when told by McCloy that there were
perhaps 13 million of them, Morgenthau said there were no
more than five million. To get a proper sense of the scale
of 2,500 summary executions, consider what the total scale
of the American effort against lower-level war criminals would
ultimately be. The judge advocate general had been given responsibility
for war crimes committed either against American troops or
in concentration camps liberated by American forces, which
led to trials for 1,600 Germans. Of those, over 250 were killed,
plus 21 at Nuremberg. In total, Telford Taylor later calculated,
by spring 1948, some 3,500 Germans and 2,800 Japanese had
faced war crimes trials. That is, if the Morgenthau Plan had
been followed as its planners at the Treasury Department had
envisioned it in this meeting, then the Allies would have
summarily shot about 70% of the Germans who were ultimately
charged with war crimes. In fact, after these trials,
the total number of Germans executed was under 300.
Even
compared to Britain, which preferred the execution of 50-100
top Axis war criminals (see Britain section below), 2,500
was a remarkable number. Unfazed, the Treasury Department
team moved briskly to the logistical details of mass executions.
White worried that the UNWCC seemed to have no list of war
criminals to be shot. "American soldiers wouldnt
shoot them," he addedan implicit recognition that
it would be hard to get American soldiers to do such a thing.
"Somebody else would probably, but the commanding officer
would not have to decide whether or not they are to be shot
but rather merely to identify them."
Whites
plan included identification by a senior Allied officer before
the execution. "Churchill didnt go that far,"
Morgenthau replied, sticking with the most summary of summary
executions. "He said that any soldier meeting any of
these people, their orders were to shoot them on sight."
"And identify them afterwards," said Morgenthau
aide Dan Bell. Herbert Gaston, the assistant secretary of
the treasury, joked: "None of these people should be
shot more than three times, Dan." Morgenthau then launched
into a disquisition on the difficulty of doing summary shootings
properly:
If
they shoot them at the rate they shot them in Italyall
they do there is put them back in the house and set them
up in fine style. Just to give you an example, we landed
in Sardinia and this
English General
said, "I
never thought I would live to remove a Lt. General but there
are 250,000 troops here, and I removed the Italian Lt. General
in charge because he was a Fascist." I said, "What
did you do, shoot him?" The man said, "Oh, no."
I said, "Where is he?" "He is over with the
King at Bari."
So I mean the shooting was not
very good over there.
Morgenthau
planned to do better.
John
Pehle, the executive director of the War Refugee Board (which
helped Jews in Europe), made the only legalistic argument
in the meeting, worrying about shooting people on the basis
of insufficient evidence, and proposing trials as a partial
solution:
I think if there is a list prepared of people that everyone
agrees ought to be shot, it has got to be within a limited
number in character. You cant take one of those things
of any little evidence of some name and put it on the list.
It has to be a list of names about which there would be
no question. The rest would be subject to trial.
"Stalin
has a list with 50,000," replied Morgenthau, evidently
unimpressed by Pehles reticence. This might have been
the kind of joke Morgenthau liked to throw into meetings,
a self-parodying poke at his own toughness. (The presence
of White makes it particularly bizarre.) Or maybe Morgenthau
really did want to use the Soviet list. At a minimum, it showed
that Morgenthau was just as aware of Stalins notorious
Tehran suggestion as Stimsonbut that Morgenthau did
not object as bitterly as Stimson did.
Public
opinion
The
overwhelming majority of Americans would have agreed with
Morgenthau. Legalism seems to have been largely an elite phenomenon.
Ironically, while Stimson was insisting on the norms of the
American domestic legal system, the American public was quick
to disregard those same norms. There were overwhelming public
calls for revenge, but of the swift and certain kind. Typically,
as few as 10% or even 1% of respondents favored trials.
In
July 1942, 39% of Americans thought Hitler should be hanged
or shot, 23% thought he should be imprisoned or put in an
asylum, and 3% preferred slow torture. Only 1% said he should
be given a court martial. The results were roughly the same
for the Nazi leaders: 35% for shooting, 31% for jailing, 5%
for treating them as the Nazis had treated others, 2% for
torturing, and 2% for a court martial. In June 1945, only
4% said Göring should be given a trial, but 67% said
he should be killedmany respondents emphasizing "that
the manner of death should be made as unpleasant as possible."
There
was a slightly greater interest in legalism for lower-level
war criminals in 1945. Some 45% of Americans wanted to kill
Gestapo agents and Storm Troopers: "Kill them
hang
them
wipe them off the face of the earth are typical
replies." Only about 10% would try them, about as many
as wanted to torture them. As for Nazi Party members who claimed
they had just been following orders, 42% of Americans wanted
to imprison them, 19% wanted to kill them, and 19% wanted
to try them and punish them only if found guilty.
This
lack of legalism was, if anything, more pronounced when it
came to Japan. In December 1944, 33% of Americans wanted to
destroy Japan as a country after the war, 28% wanted to supervise
and control Japanand fully 13% wanted to kill all
Japanese people. In another poll, while 88% wanted to punish
the Japanese military leaders, only 4% of Americans wanted
to "Treat them justly, handle them under International
Law, (or) demote them." Instead, typical suggestions
included:
"We
should string them up and cut little pieces off themone
piece at a time."
"Torture
them to a slow and awful death."
"Kill
them, but be sure to torture them first, the way they have
tortured our boys."
"Take
them to Pearl Harbor and sink them."
"Put
them in Siberia and let them freeze to death."
"Turn
them over to the Chinese."
"Put
them in foxholes and fire bombs and grenades at them."
"Kill
them like rats."
In
sum, these polls suggest that wartime public opinion is untamed
and violent, and that a democratic government that takes its
cues directly from that public mood is likely to want revenge,
not trials. Democratic mass outrage may make it impossible
for a government to ignore the question of war criminals,
but it is no guarantee of legalism. To the contrary, it was
the liberal norms of elites like Stimson and Jackson that
foreclosed the idea of summary punishment. When, in May 1945,
the Treasury Department confronted Jackson with a Gallup poll
showing that the American public wanted to use Germans for
forced labor in the Soviet Union, Jackson stuck to his legalism:
"I dont give a damn what the Gallup Poll says."
Morgenthau
versus Stimson
The
Treasury and War Departments were on a collision course. The
night of September 4, 1944, after spending part of his day
planning 2,500 executions, Morgenthau had Stimson and McCloy
over for dinnerand ran into the first overt opposition
to those execution plans. "[W]e were all aware of the
feeling that a sharp issue is sure to arise over the question
of the treatment of Germany," Stimson wrote. "Morgenthau
is, not unnaturally, very bitter and as he is not thoroughly
trained in history or even economics it became very apparent
that he would plunge out for a treatment of Germany which
I feel sure would be unwise." In particular, Stimson,
according to a Treasury Department memorandum, was "most
interested" in the war criminals issue, and emphasized
the importance of "a fair trial though not necessarily
a public trial."
When
a cabinet-level committee on postwar Germany met at the State
Department the next day, there was a predictable explosion.
Stimson met fierce opposition not just from Morgenthau, but
also Cordell Hull, the secretary of state, and Harry Hopkins.
"[T]o my tremendous surprise," Stimson "found
that Hull was as bitter as Morgenthau against the Germans."
Before this meeting, Hull had told Morgenthau,
"The reason that I got along so well with the Russians
was when I went to Moscow, the first thing I told them I would
do was to bring up all these people before a drumhead court
martial, and I would shoot them before sunset, and from that
day I got along with the Russians beautifully." Hull,
according to Morgenthau, said, "This Nazism is down in
the German people a thousand miles deep, and you have just
got to uproot it, and you cant do it by just shooting
a few people." Stimson, as Morgenthau noted, "didnt
even seem to like that and he went into a long legal discussion
of how you would have to have legal procedure before you shot
the people, and had to do all this on a legal basis. Well,
Hull doesnt want to wait; he just wants to shoot them
all at dawn."
Morgenthau
was elated. "I wanted to get up and kiss Cordell for
the first time," Morgenthau cheered to Hopkins after
the meeting. "I nearly fell through the floor,"
Hopkins said. Hopkins was particularly irritated by Stimson:
"My God, he was terrible." Morgenthau agreed, sarcastically
echoing Stimsons views: "All youve got to
do is let kindness and Christianity work on the Germans."
Both Hopkins and Morgenthau were confident that Roosevelt
would be on their side.
Stimson
despaired. "I found myself a minority of one and I labored
vigorously but entirely ineffectively against my colleagues,"
Stimson wrote in his diary after the meeting. "In all
the four years that I have been here I have not had such a
difficult and unpleasant meeting
." McCloy found
Stimson "more depressed after the conference than he
had ever seen him."
Stimson
spent the rest of his day dictating a memorandum for posterity
("I feel that I had to leave a record for history that
the entire government of this Administration had not run amuck
at this vital period of history") detailing his objections
to the Morgenthau Plan, which he sent to Roosevelt, Morgenthau,
Hull and Hopkins. Stimsons "basic objection"
was to "the dangerous weapon of complete economic oppression.
Such methods, in my opinion, do not prevent war; they breed
war." Instead of partition, Stimson preferred war crimes
trials:
It
is primarily by the thorough apprehension, investigation,
and trial of all the Nazi leaders and instruments of the
Nazi system of terrorism, such as the Gestapo, with punishment
delivered as promptly, swiftly and severely as possible,
that we can demonstrate the abhorrence which the world has
for such a system and bring home to the German people our
determination to extirpate it and all its fruits forever.
Despite
his drubbing, Stimson stuck by his legalism.
Stimsons
trial plans rested largely on his own understanding of American
domestic norms. Even while Morgenthaus view seemed triumphant,
Stimson was thinking through the modalities of war crimes
trials that would be a credit to the American legal tradition.
In the middle of a heated cabinet-level fight at the end of
the greatest war America had ever fought, the secretary of
war was spending his time carefully reading an article from
the American Bar Association Review. Stimson turned
to the Pentagons top lawyer, judge advocate general
Myron Cramer, for legal advice. They discussed Allied military
tribunals, which Stimson wanted to supply "simply the
skeleton of what we call the requisitional fair trial."
The accused would get a chance to hear and answer the charges
against them, and perhaps have the benefit of counsel, and
maybe get to call witnesses; but "it must be free from
all the delays that would go with the technicalities of courts-martial
or the United States jurisprudence procedure should go in,
absolutely." Cramer insisted that the accused have the
right to call witnesses, to prevent "any charges of railroading
these people." "A great many people think that the
question of guilt of some of these people is already decided,"
Stimson said. "Im taking the position that they
must have the substance of a trial. I just wanted to know
whether you agreed with me." "I agree with you absolutely,"
said Cramer.
If
anything, Stimsons legalism grew stronger. He showed
Marshall one of Morgenthaus memorandums
demanding
that the leaders of the Nazi party be shot without trial
and on the basis of the general world appreciation of their
guilt, and it met with the reception that I expectedabsolute
rejection of the notion that we should not give these men
a fair trial. Marshall called attention to the fact that
it was the same sort of thing that happens after every war
and that the bitterness of this one was sure to be extreme.
I told him that I was not a bit surprised at what I had
found but that I was appalleda different thing. The
attitude of these typical soldiers towards this wave of
hysteria which seems to be sweeping over some of the members
of the government was symptomatic of what I have always
found among good soldiersthey are in many respects
the best educated men of the country in regard to the basic
principles of our Constitution and traditional respect for
freedom and law.
Strikingly,
Stimson explicitly equated his trial proposal with nothing
less than the Constitution, the holy of holies in American
domestic politics. For Stimson and Marshall, Morgenthaus
summary executions simply stood against American domestic
legal tradition.
Having
invoked the Constitution, Stimson then went one better. He
summoned a trusted friend to a private dinner at Stimsons
house, "so that I might enlist him in this battle":
no less than Felix Frankfurter, a prominent Supreme Court
Justice. The famed jurist, Stimson wrote:
was
very helpful as I knew he would be. Although a Jew like
Morgenthau, he approached this subject with perfect detachment
and great helpfulness. I went over the whole matter from
the beginning with him, reading him Morgenthaus views
on the subjects of the Ruhr and also on the subject of the
trial of the Nazis, at both of which he snorted with astonishment
and distain. He was very helpful in regard to the trials
because he had sat in the Supreme Court on the opinion that
they had rendered in the saboteurs case and was very
familiar with the subject of the "common law of war
offenses". He fully backed up my views and those of
my fellows in the Army that we must give these men the substance
of a fair trial and that they cannot be railroaded to their
death without trial. Also we discussed a little the limitations
of jurisdiction which are involved in the fact that most
of these Nazi crimes have not been directed at the American
government or at the American Army but at the people and
armies of our allies.
By the time the evening was
over I felt refreshed and encouraged by the help he had
given me.
Stimson
was not just invoking the Supreme Court to show that war crimes
trials were in keeping with American domestic traditions;
he was enlisting it.
Roosevelt
met with his dueling cabinet officers on September 9. But
Stimsons carefully crafted memorandum made no impact
on the President. As Stimson wrote in his diary, Morgenthau
launched into "a new diatribe on the subject of the Nazis,"
and Roosevelt limited himself to once again stating "his
predilection for feeding the Germans from soup kitchens instead
of anything heavier
." Stimson wrote: "It
was a very discouraging meeting and I came away rather low
in my mind."
Unbowed,
Stimson gave a memorandum to Roosevelt that in essence proposed
the scheme that would become Nuremberg. "Prompt and summary
trials shall be held of those charged with such crimes and
punishment should be swift and severe," Stimson suggested.
The basic mechanism of trials was of tremendous importance:
The
other fundamental point upon which I feel we [Stimson and
Morgenthau] differ is the matter of the trial and punishment
of those Germans who are responsible for crimes and depredations.
Under the plan proposed by Mr. Morgenthau the so-called
arch-criminals shall be put to death by the military without
provision for any trial and upon mere identification after
apprehension. The method of dealing with these and other
criminals requires careful thought and a well-defined procedure.
Such procedure must embody, in my judgment, at least
the rudimentary aspects of the Bill of Rights, namely,
notification to the accused of the charge, the right to
be heard, and, within reasonable limits, to call witnesses
in his defense. I do not mean to favor the institution of
state trials or to introduce any cumbersome machinery, but
the very punishment of these men in a dignified manner consistent
with the advance of civilization, will have all the greater
effect upon posterity. Furthermore, it will afford the most
effective way of making a record of the Nazi system of terrorism
and of the effort of the allies to terminate the system
and prevent its recurrence.
I
am disposed to believe that at least to the chief Nazi officials,
we should participate in an international tribunal constituted
to try them. They should be charged with offenses against
the laws of the rules of war in that they have committed
wanton and unnecessary cruelties in connection with the
prosecution of the war. This law of the Rules of the
War has been upheld by our own Supreme Court and will be
the basis of judicial action against the Nazis.
Once
again, Stimsons argument relied on the export of American
norms into Germany. It was not just that he insisted on "well-defined
procedure" and "a dignified manner consistent with
the advance of civilization"a distinctively legalistic
way of thinking about the punishment of enemy leaders, particularly
in contrast with the furious Treasury Department plans. More
strikingly, Stimson relied explicitly on the Bill of Rights.
Fortified by his dinner with Frankfurter, and with a clear
reference to their discussion of the common law of war, Stimson
argued that the virtue of an international tribunal was that
it was in keeping with no lesser authority than the Supreme
Court. Morgenthau had complained before that Stimson wanted
to reform the Germans with kindness and Christianity; here,
Stimson seemed to want to reform them with the Bill of Rights
and the Supreme Court.
The
Québec Conference
On
September 14, Roosevelt was to meet Churchill in Québec
City to discuss many of the same German issues that were tearing
the White House apart. Frankfurter, cheering Stimson up over
another dinner at Stimsons house, was confident that
Morgenthaus punitive paper "would not go anywhere
and that the President himself would catch the errors and
would see that the spirit was all wrong." Not so. Roosevelt
invited only one cabinet member to Québec: Morgenthau.
Morgenthau, Stimson wrote, "is so biased by his Semitic
grievances that he is really a very dangerous adviser to the
President at this time." If Morgenthau won out, Stimson
thought, "it will certainly be a disaster."
The
Québec Conference was a triumph for the Morgenthau
Plan. Roosevelt and Churchillafter some strong initial
reluctanceagreed to crush Germanys industrial
capacities and to convert "Germany into a country primarily
agricultural and pastoral in its character," as the Québec
directive put it. "The Treasury viewpoint was wholly
accepted," Morgenthau reported to his staff. "
[T]he
President put it this way: He said he had been groping for
something, and we came along and gave him just what he wanted."
On
the war criminals issue, the British government, which had
been leaning towards summary executions for the top Nazis
(see Britain section below), lined up with Morgenthau and
Roosevelt: "The President and Prime Minister have agreed
to put to Marshal Stalin Lord Simons proposals for dealing
with the major criminals and to concert with him a list of
names." There is scant doubt what this meant. Stimson
complained of Roosevelts "recklessness" in
using the army for summary executions, after McCloy reported
that "he had heard from the British representatives here
that the President was very firm for shooting the Nazi leaders
without trial."
Morgenthau
was elated. "The thing up at Quebec, all together, was
unbelievably good," Morgenthau enthused on his return
to Washington. "And as far as I went personally, it was
the high spot of my whole career in the Government. I got
more personal satisfaction out of those forty-eight hours
than with anything I have ever been connected with."
Stimson
once again plunged into an equal and opposite gloom. He railed
privately against Roosevelts and Churchills ignorance
and naïveté, and resorted again under pressure
to an antisemitic analysis of Morgenthaus influence:
[T]he
cloud of it has hung over me pretty heavily over the weekend.
It is a terrible thing to think that the total power of
the United States and the United Kingdom in such a critical
matter as this is in the hands of two men, both of whom
are similar in their impulsiveness and their lack of systematic
study. Since the matter has come up two weeks ago I have
been studying it as carefully and hard as I can and I have
discussed it with many men and I have yet to meet a man
who is not horrified with the "Carthaginian" attitude
of the Treasury. It is Semitism gone wild for vengeance
and, if it is ultimately carried out (I cannot believe that
it will be), it as sure as fate will lay the seeds for another
war in the next generation.
Stimson
sent yet another memorandum to Roosevelt (without the antisemitic
references). The Treasury Department plans, Stimson wrote,
"will tend through bitterness and suffering to breed
another war," and, in a burst of hyperbole, "would
be just such a crime as the Germans themselves hoped to perpetrate
upon their victimsit would be a crime against civilization
itself." Once again, Stimson tried to appeal to Roosevelt
in terms of American domestic ideals, this time invoking both
the Declaration of Independence and Roosevelts own "Four
Freedoms" speech:
This
country since its very beginning has maintained the fundamental
belief that all men, in the long run, have the right to
be free human beings and to live in the pursuit of happiness.
Under the Atlantic Charter victors and vanquished alike
are entitled to freedom from economic want. But the proposed
treatment of Germany would, if successful, deliberately
deprive many millions of people of the right to freedom
from want and freedom from fear. Other peoples all over
the world would suspect the validity of our spiritual tenets
and question the long range effectiveness of our economic
and political principles as applied to the vanquished.
Riding
high after Québec, Morgenthau had no patience for this.
"I do not know what he means when he says he does not
plead for a soft treatment of Germany," Morgenthau
wrote to Roosevelt in a rebuttal. "It was this same attitude
of appeasement that was so fruitful in helping Germany plunge
the world into the present war." Morgenthaus interest
was in "preventing World War III," by depriving
the Germans of any "spark of hope for world conquest."
For
reassurance, Stimson turned once again to his two favorite
legalists, Marshall and Frankfurter. Marshall was "very
much troubled, particularly about the report of Roosevelts
attitude towards shooting without trial and that to me is
the problem before us which is fraught with the most danger."
Over yet another dinner, Frankfurter agreed too. "As
to the shooting without trial," Stimson wrote, "he
said that was preposterous and he agreed wholly with me that
I should resist it with all means within my power."
The
collapse of the Morgenthau Plan
Stimson,
or some other enemy of the Morgenthau Plan, did have one final
trick within his power: a perfect piece of Washingtonia. The
Morgenthau Plan leaked. On September 24, The New York Times
ran a front-page story under the headline, "Morgenthau
Plan on Germany Splits Cabinet Committee," reporting
that Stimson "violently opposed" the plan. As far
as the press knew, the issue at stake was Morgenthaus
pastoralization proposals; this story did not mention executing
war criminals.
The
leak hit the Morgenthau Plan in its one weak spot. Most of
Morgenthaus ideas were fairly popular, but not pastoralization.
In an April 1945 poll, only 13% of Americans approved of pastoralizing
Germany, while 56% wanted only to keep close supervision over
German industry. Stimsons protestations of innocence
notwithstanding, if someone had meant to use public opinion
against Morgenthau, pastoralization was a clever issue. Roosevelt
also worried that the Morgenthau Plan would stiffen German
resolve on the Western front, putting American soldiers at
risk.
"Now
the pack is in full cry," Stimson wrote in his diary.
Morgenthau immediately saw the danger. After follow-up stories
and editorials in The New York Times and its rival,
The New York Herald Tribune, Morgenthau asked
Hull to plug the leaks: "I had understood that the War
Department had been talking to Walter Lippmann," the
most influential columnist in Washington. Public opinion quickly
swung against pastoralization. "Give them another month,"
a Morgenthau aide said, "and it will be as dead as a
doorknob as far as trying to get public acceptance."
That
was optimistic. A mere three days after the Morgenthau Plan
hit the front pages, Roosevelt called Stimson to recant. Roosevelt
said that he had not really planned to pastoralize Germany.
Roosevelt, Stimson wrote,
was
evidently under the influence of the impact of criticism
which has followed his decision to follow Morgenthaus
advice. The papers have taken it up violently and almost
unanimously against Morgenthau and the President himself,
and the impact has been such that he had already evidently
reached the conclusion that he had made a false step and
was trying to work out of it.
Roosevelt
backed away from the Morgenthau Plan and the Québec
Conference with an easy flexibility of conviction. Lunching
with Stimson, Roosevelt "grinned and looked naughty and
said Henry Morgenthau pulled a boner or an equivalent
expression, and said that we really were not apart on that
"
The
whole Morgenthau Plan was destroyed by American public opinion,
but not because of its summary execution plans. Had Americans
evaluated the Morgenthau Plan on war criminals, they would
probably have sided with Morgenthau. In practical terms, the
Morgenthau Plans demise signaled a sudden reversal in
Americas nascent war criminals policy. Trials became
the order of the day. Stimsonthe great advocate of exporting
Americas domestic legal normssuddenly found himself
in charge.
From
the Morgenthau Plan to the Bernays Plan
"I
am sorry for Morgenthau for never has an indiscretion been
so quickly and vigorously punished as his incursion into German
and Army politics at Quebec," wrote Stimson. The center
of gravity on war crimes policy shifted with breathtaking
speed to the War Department. For all the twists and turns
in the road, American war crimes policy was in its essence
set: there would be trials for the German leadership and for
lower-level perpetrators. To be sure, the exact nature of
these trials would preoccupy officials well into 1945; fierce
debates about international law would rage; White House officials
would try to divine Roosevelts position. But the basic
legalistic policy was set.
The
War Department proved adept at drafting trial plans. Stimson
had already found support for war crimes trials among military
men like Marshall, and the department had well-established
mechanisms for dispensing military justice, like the judge
advocate general (JAG). By the time the Morgenthau Plan met
its leaky demise, Stimsons general preference for trials
had already been more thoroughly elaborated by Murray Bernays,
a young colonel in a special projects unit of the War Departments
personnel branch.
The
Bernays Plan echoed Stimsons objections to Morgenthaus
hard line. Summary execution, Bernays argued, "would
not solve the problem of punishing the thousands of less outstanding
culprits." Anything less than American legalism
would
do violence to the very principles for which the United
Nations have taken up arms, and furnish apparent justification
for what the Nazis themselves have taught and done. It would
also help the Nazis elevate Hitler to martyrdom. The [Treasury
Departments] suggested procedure would taint an essential
act of justice with false color of vindictiveness.
If
Nazi war criminals were not tried, "Germany will simply
have lost another war. The German people will not know the
barbarians they have supported, nor will they have any understanding
of the criminal character of their conduct and the worlds
judgment upon it." To Stimsons satisfaction, Cramer,
Bernays and other JAG officials had concluded that the Allies
could set up local and international war crimes tribunals,
the latter for war crimes that did not pertain to any one
particular country. "[D]eeply interesting," Stimson
noted. He had found a way to export the basics of American
law.
In
another way, the Bernays Plan bore unique signs of its American
parentage. The War Department worried about the virtual impossibility
of trying every single member of the SS, SA, Gestapo, and
other Nazi terror organizations. Bernays and Stimsons
creative solution to this problem drew explicitly upon American
domestic precedents: charging groups with a conspiracy to
commit a crime. So Bernays proposed charging the German government,
the Nazi Party, and the terror organizations with "conspiracy
to commit murder, terrorism, and the destruction of peaceful
populations in violation of the laws of war." Once these
organizations had been convicted, any member of them could
be swiftly punished; instead of proving individual guilt,
national or Allied courts would only have to prove that the
defendant had been a member of a criminal group.
This
odd idea sprang from American domestic lawin particular,
American domestic law as practiced by Henry Stimson. As a
federal prosecutor under Theodore Roosevelt, a young Stimson
had successfully slapped the sugar trust with conspiracy charges,
convicting the organization of putting holes (17 of them,
a fact Stimson never tired of repeating) in the scales at
a port in order to underweigh the imported sugar and thereby
dodge tariffs. When Bernays mentioned convicting the Nazis
of a conspiracy to wage World War II, Stimson
told
them of my experience as United States Attorney in finding
that only by conspiracy could we properly cope with the
evils which arose under our complicated development of big
business. In many respects the task which we have to cope
with now in the development of the Nazi scheme of terrorism
is much like the development of big business.
What
exactly did the American Sugar Refining Company have in common
with the Gestapo? And yet Stimsons inapposite analogy
came to drive much of the formulation of American war crimes
policy. Stimson had in mind "my picture of a big trial
for conspiracy involving the leaders and actors all the way
down who had taken part in the different atrocity camps and
mass murder places." McCloy told a skeptical Morgenthau,
"After Justice Jackson puts the Gestapo on the stand
and has indicted them like the American Sugar Company or whatever
it was, then he says, By God, youre guilty."
This
is one of the more bizarre tributes ever paid to the rule
of precedent, but it gives a telling impression of the extent
to which America could be driven by a respect for its own
laweven law that bore as little relation to the new
situation at hand as 17 holes in a sugar scale did to the
German atrocities. (The conspiracy charges worked particularly
badly at the Tokyo trials.) To Stimsons satisfaction,
the War Departments plans gave
the
great powers a chance to handle this difficult question
in a way which is at the same time consistent with our
traditional judicial principles and also will be effective
in dispensing adequate punishment and also will leave a
permanent record in the shape of the evidence collected
of the evils against which we have fought this war.
What
mattered was domestic legal norms.
On
January 3, 1945, Roosevelt gave his imprimatur to the idea
of war crimes trials. In a somewhat enigmatic memorandum to
Edward Stettinius, now secretary of state, the President wrote:
"The charges against the top Nazis should include an
indictment for waging aggressive warfare, in violation of
the Kellogg Pact. Perhaps these and other charges might be
joined in a conspiracy indictment." Oblique as the memorandum
was, Roosevelts position was a vindication for Bernays
and Stimsons conspiracy plan.
Trounced,
Morgenthau remained skeptical of legalism. When confronted
with plans for Nuremberg, he was displeased enough to compose
a long memorandum to Harry Truman, although he never sent
it. Caving to Stimson, Morgenthau accepted the idea of "simple
and expeditious" trials, using "regular legal methods"
even against the Nazis. But he worried that Allied legalists
had
failed
to produce a simple and uncomplicated procedure for the
prompt punishment of war criminals which will be understood
by common men everywhere as a means of doing essential justice
rather than a maze constructed by lawyers to baffle laymen
and to delay punishment of the guilty.
Morgenthau
feared that the German criminals might "go free again"
(presumably a Leipzig reference), if the Allies stuck to "all
the technicalities and complexities of Anglo-American jurisprudence
in the prosecution of war criminals." He feared trying
"to transplant our technical legal procedures to Germany."
Morgenthau concluded:
If
we force these military tribunals to follow the technical
procedures and customs of an American court, such as the
Supreme Court of the United States, I greatly fear that
notorious criminals will be permitted to delay or avoid
punishment by reliance on technical legal rules.
The
respect which the people of the world have for international
law is in direct proportion to its ability to meet their
needs.
This
was a remarkable mirror image of Stimsons arguments,
right down to the references to the Supreme Court. Morgenthau
feared that American legal mechanisms would let the Nazis
dodge true justice. Much as Morgenthau had disagreed with
Stimson, the two men had understood each other perfectly:
the issue at hand was the appropriateness of exporting Americas
domestic legal norms.
It
was only after all of this cabinet-level dueling that Truman
plucked Jackson from the Supreme Court to represent America
at the negotiations in London over Nurembergs charter,
and then to lead the American prosecution at the tribunal.
When Morgenthau doggedly raised some of his old objections
to Jackson, Jackson could respond that he was simply doing
his duty as a lawyer in the American tradition:
You
want to execute them for the right reasons, if you want
to do anything for the future peace of the world. If we
stand for all the things weve been saying we stand
for, we can hardly refuse to make an inquiry. Its
difficult for me to see why you can hesitate to record here
the evidence and make it availablethe record of its
rise and that barbarism and all thatto have it available,
and this is the only real official way to do it. Now, as
far as Im concerned, that decision is passed. Its
a political decision as to whether you should execute these
people without trial, release them without trial, or try
them and decide at the end of the trial what to do. That
decision was made by the President, and I was asked to run
the legal end of the prosecution. So Im not really
in a position to say whether its the wisest thing
to do or not.
It
was only after Stimson had confronted Morgenthau broadly that
such a narrow argument could suffice. At the end of Americas
most brutal war ever, the Germans would be accorded the benefit
of legal procedure as it had evolved in America, because of
an American belief in the rightness of its own domestic legalism.
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