In
November 1994, as hundreds of Bosnian and Krajina Serb troops advanced
on the UN-declared “safe area” of Bihac, disaster loomed
for the municipal hospital, which stood directly in the path of
the offensive and for the nine hundred immobile patients inside—as
well as for the town of Bihac, which lay immediately beyond the
institution grounds. The Canadian commander of UN forces in Bihac
was reluctant to intervene, but the UN force’s civil affairs
representative, an American, argued that hospitals have a “sacred”
status under the 1949 Geneva Conventions, and the UN Protection
Force (UNPROFOR) had to provide protection.
He
sent a memo to this effect to his superior in Sarajevo, a Russian,
who in turn issued a formal request. “The Geneva conventions
stipulate that hospitals shall not be attacked . . . the support
and concurrence of UNPROFOR military will also be needed. Please
immediately pursue the plan with the Bihac commanding officer,”
it said. The UN commander thereupon instructed Bangladeshi troops
to drive their armored personnel carriers onto the hospital grounds.
The Serbs refrained from attacking the hospital and halted the ground
invasion. Bihac, with a population of seventy thousand, was saved.
Two weeks later, the UN’s Office of Legal Affairs (OLA) weighed
in to ensure that the rescue of Bihac would not become a precedent.
UN forces, an OLA representative said, were bound only by their
Security Council mandate and were not legally obliged to uphold
the conventions. “From a strictly legal point of view, obligations
(such as the Geneva Conventions) are binding on States. The role
of the UN is to carry out the will of the international community
as expressed by it in the Security Council,” OLA official
Stephen Katz said.
The incident was an illustration of the UN’s ambivalent relation
to the Geneva Conventions at the time. Nearly every member-State
is a legal party to the conventions, and each has undertaken “to
respect and to ensure respect” of the provisions. But donning
the blue helmets effectively provided States a way to escape their
legal obligations.
When States assign troops to peacekeeping duties, the forces answer
formally and solely to the Security Council, says the UN. (This
is something of a fiction, because in operational terms they are
officered, equipped, deployed, moved about, and directed through
a national chain of command - at the insistence of the United States
and many other countries.) But the United Nations as an intergovernmental
institution is not a party to the conventions. Sometimes, on the
eve of deployments, the Security Council would issue a statement
reminding States of the applicability of the pertinent Geneva rules
and the obligation to punish violations. Other times, the council
would “forget” to mention the point.
When Iraq invaded Kuwait in 1990, the Security Council neglected
for six weeks to mention the protections the Geneva Conventions
guaranteed for civilians in Kuwait. When the council authorized
the use of force to liberate Kuwait, the resolution failed to remind
States in the coalition of their obligations as combatants under
the Geneva Conventions or humanitarian law. In fact, one of the
early sanctions resolutions violated the rule that requires free
passage for many sorts of humanitarian aid intended for civilians,
even civilians of an adversary. Concerning its operation in Bosnia-Herzegovina,
as well as that of its peacekeeping operation in Cambodia in the
early 1990s, the Security Council issued no statement on the relevance
of humanitarian law to the UN peacekeeping deployment.
Tension over the conventions also reflected the different institutional
cultures of the UN and the International Committee of the Red Cross
(ICRC). The UN’s founding charter defined it as a body that
would establish world peace—a lofty aim that seemingly precluded
it from becoming a combatant or occupying power. The UN opted out
of a role in the codification of the laws of war in 1949 with a
condescending dismissal of the enterprise. “War having been
outlawed, the regulation of its conduct has ceased to be relevant,”
the UN International Law Commission explained. For this reason,
the drafting was undertaken under ICRC auspices in Geneva.
The arms-length attitude of the UN headquarters had its counterpart
in the field. In the absence of a controlling international legal
regime, and with ambiguous mandates that often drifted from passive
peacekeeping to active peace-enforcing, the military on the ground
would take charge. Field commanders, bearing in mind the often-clearer
priorities of their own governments, would answer formally to a
Security Council that was incapable of managing from long distance.
Often the commanders would pick and choose what they did, based
on their reading of the mandate. War crimes got short shrift. In
Bosnia, UN personnel in mid-1992 visited Sonja’s Kon-Tiki,
a restaurant-pension outside Sarajevo, on whose grounds, according
to the Bosnian government, was a Serb-run concentration camp. UN
forces never asked questions, investigated, or protested, explaining
that neither the UN command nor their governments had provided them
any lists of concentration camps. In Somalia, when Canadian soldiers
killed a Somali intruder in cold blood in March 1993, the Canadian
commander did not punish the crime but covered it up. (Following
an official inquiry, the Airborne Regiment involved was later disbanded.)
Later that year, UN forces detained hundreds of Somalis, then denied
the ICRC access to them and persisted until the ICRC suspended all
operations in protest.
The anomaly troubled many thoughtful UN officials. The Serb-run
camp was “so blatant” a violation of international law,
said Kofi Annan, who served as UN Secretary-General from 1997 to
2006. “They should have seen it and reported. And in fact
if they had reported, it is the sort of thing that would have gone
public much earlier than it did.” As for the UN legal office’s
view of the conventions, “We have asked them to respect the
Geneva Conventions whether we signed it or not.” But he also
expressed understanding for troops in the absence of explicit Security
Council mandates. “Soldiers like to have a clear mandate,”
he said. “They will not go out of their way” to look
for war crimes.
After six years of discussion between ICRC and UN experts, Annan
issued a bulletin in August 1999 on the observance by UN forces
of International Humanitarian Law. It stated that the rules and
principles of IHL are binding on military personnel and set out
many of the basic rules of the Geneva Conventions. But the statement
stipulated that violations are subject to prosecution in national
courts, thus thus avoiding an endorsement of the principle of universal
jurisdiction. “We fought and lost that battle,” commented
an ICRC legal expert. Annan’s statement did not result from
a negotiation and is not legally binding. A number of States including
some permanent members of the Security Council later voiced reservations
but did not formally challenge it. Still, in the seven years after
Annan promulgated the statement, it may have had a positive impact.
Blatant disregard for the conventions by UN peacekeepers seems to
have given way to a greater respect.

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