Article 51 of the UN Charter has this odd or unusual wording, which
refers to the natural right of self-defence, and many people read
that as a reference to a right of self-defence that pre-exists the
Charter. So as to say, there is the Article 51 provision but on
the other hand there is something that is natural, that existed
or that has always existed, and which the Charter hasn't overridden,
but which lives alongside the Charter law as it were the
traditional law, this natural right of self-defence.
The
majority view is that that's wrong. Most of the European formalists
in particular, that is to say those people who want to limit to
the maximum extent the use of the right of self-defence, would not
recognise the existence of another law. They would point to the
Nicaragua case for example as one case in which the International
Court of Justice seemed to indicate, although it didnt quite
express this, but to indicate that the only law now existing is
the law of Article 51 which is identical to whatever customary law
there is.
Perhaps
the second point I need to say is that I used to be the legal adviser
to the Finnish government, and countries such as the Nordic countries
or small European countries have traditionally always, and quite
consistently and quite expressly taken the view that that only Article
51 exists and Article 51 limits the right of self-defence to an
armed aggression that has occurred - with sometimes a small, usually
unarticulated reservation for anticipatory self-defence, but usually
not.
So
this is the minimal concept, and where I come from, we have always
supported this minimal view for obvious reasons because the
wider the right of self-defence is, the wider the authorisation
for those people who actually can use force to do so. And for small
countries which sometimes feel threatened by their neighbours, as
Finland for instance once did, it's very important to limit the
right to a maximum extent.
On
the other hand, it's of course the case that the right of self-defence
should be read rationally against some useful purpose that the rule
serves. What purpose might the rule of self-defence be intended
to serve? Well, it's clearly to protect the sovereignty and the
independence of the state and while it's of course true that
Article 51 intends to protect the independent sovereignty of the
state by prohibiting armed attacks, there are other ways of behaviour
apart from a straightforward armed attack which as surely as an
armed attack may do away with the independence or sovereignty of
the state.
The
standard example here is the Botswana situation the situation
of an enclave situated inside another state and the hypothetical
is the following. The larger state within which an enclave is situated
prohibits all trade and all transport of goods from the outside
to this enclave. The argument is that this is a way which destroys
the enclave as surely as if an armed attack had occurred, and the
question is whether the enclave has a right of self-defence so that
it can use force in order to break the 100% blockade which has been
imposed on it unjustly by the larger state around it. Many people
would say, well if you say there that there's been no armed attack
and you refer to Article 51, this is precisely the start of juristic
nonsense out of which international law has received a bad name,
because surely that enclave must have a right to secure its independence,
its freedom, the livelihood of its population. If it needs to have
recourse to weapons, then surely it must be able to do that and,
to put it in a nutshell, you cannot interpret Article 51 so as to
bring about the result which the Article intends to prevent. The
Article intends to prevent the destruction of the state. You cannot
interpret the Article in such a fashion as to bring about the destruction
of the state.
So
this opens Article 51 up its an argument about the
rational purpose of Article 51, and it's not a nonsensical argument,
obviously. By looking at it in this way, you can make the formalist
position, which insists on the occurrence of an armed attack, seem
like a ludicrous position and so if you take this approach,
then almost anything could count as an attack on your sovereignty
and independence.
For
instance, the Noriega situation in Panama. This was in December
1989 when the Americans entered Panama, and when the US Ambassador
to the United Nations, Thomas Pickering, gave his justification
for the attack in the Security Council, the justification referred
to Article 51. Now many of us who were there at that time thought
that this was ridiculous. Where was the armed attack from Panamas
part on the US? But then of course Ambassador Pickering could say,
look here, we have evidence that Noriega is acting as an intermediary
for drug traffic into the United States. Those drugs kill American
youth in the suburbs of Los Angeles and in other places as surely
as if those young men and women were in the trenches on the border
towards Panama. Now isn't it ridiculous that if Noriega would shoot
across the border and kill two of our border guards, that would
enable us to have recourse to Article 51, but we cannot have recourse
to Article 51 when Noriega causes the deaths of perhaps dozens,
perhaps hundreds of Americans, and so Article 51 has to be interpreted
reasonably.
And
to interpret an Article reasonably is to refer to the raison d'etre
of the Article, and the raison d'etre is to protect the state and
the state involves its citizens. So you see the point. At the time,
of course, all the lawyers were you know looking at the ceiling
and whistling and waiting for the lunch break. But, I mean, the
US argument was not simply nonsense. It's a serious argument and
it's just that the culture of lawyers in that particular context
wasn't prepared to buy it. But the more one thinks about it, the
more it seems to be in some sense reasonable.
So
to come back to the original question, whether there is an opening
through which people are willing to interpret Article 51 so as to
allow the use of armed force in situations where previously they
didn't think armed force could be used - yes, clearly that is the
case. And the door in this direction was opened in a very unambiguous
fashion by the Security Council in February 1992. This was at the
height of the euphoria about a new world order, and the Security
Council, in a presidential statement made from the first session
of the Council held at the level of heads of state and heads of
government, interpreted at that time Article 2(4) which contains
the prohibition of the use or threat of force. And the Council said
that in this context the threat or use of force meant not just military
force but also economic, ecological, humanitarian.
So
once you take that step, once you say that that there are other
kinds of force apart from military force - economic and so on -
then the threshold has been crossed, and you are down the slippery
slope which takes you to the position where anything goes, and it's
a matter of interpreting Article 51 by reference to its reasonable
objective. The reasonable objective is to protect the state. Anything
you do to protect the state, you can then use armed force for because
anything that threatens the state tends to be equal to a threat
or use of force.
Q: Many people would say that, under Article 51, the right of self-defence
exists as a holding operation that you can exercise the right
until such time as the Security Council takes charge of the situation
in its role of guarantor of international peace and security
I don't
take that argument very seriously. For instance, this is the winter
war situation: in November 1939 the Soviet Union attacked Finland
and the Council of the League of Nations passed a declaration condemning
the Russian attack and requiring Russia to withdraw its troops immediately.
Now would this have meant that the Finnish troops could not have
taken action against the Soviets? So I don't think that's serious.
I mean the Security Council could conceivably take action that was
sufficient but that has still not yet happened in any serious
situation. Of course in every case the Security Council has taken
some action it has passed a resolution saying that the weather
is nice and they hope that it will be nicer tomorrow. No respectable
politician in any country will take whatever the Security Council
says seriously, merely because the Security Council says it. Nor
would I have ever counselled the Finnish government to do this,
had they asked me.
So
I cannot conceive of an actual situation where the Councils
action would extinguish the attacked nations right of self-defence.
This has no bearing on the fact that the right is in any case limited
by the requirement of proportionality.
Q:
But I suppose people are concerned that you have a country that
is effectively coming to its own determination about what presents
a threat to it.
But
this is what international law is like. It is, as the scholar Leo
Gross used to say, auto-interpretive. The legal subjects that are
bound by the law interpret it, and that's an aspect that you can't
avoid. There are various technical ways to deal with that fact but
that's how it is, and the UN Charter in particular. People interpret
it themselves and what washes is dependent on a complex mix of politics,
culture and other people just looking elsewhere.
So
looking at the situation of Iraq and its campaign to acquire nuclear
weapons, do you think the United States is justified in its argument
that that constitutes a threat in a way that would justify US action?
I
think the evidence is far from sufficient to conclude that this
is the case. As an interested observer of the situation, without
any internal CIA-produced information, I cannot see that Iraqi actions
constitute a threat to the independence or sovereignty of the United
States. Ergo, no right of self-defence over Iraq.
Q:
And what would it take to convince you that a country like Iraq
was posing a threat to the US?
Well
that's too hypothetical, I can't really say definitively
but if there were some sort of satisfactory chain of causality being
reproduced whereby it's shown that the Iraqi leadership, which I
guess means just Saddam, is in possession of some sort of weapon,
plus a means to get it to the United States, plus actually intending
imminently to do that, then that would be sufficient. But otherwise
not.
But
mind you, if I were the US legal adviser I would act before I had
all this information. One aspect of the auto-interpretative character
of international law is that none of us is in a position where we
can see everything, where we can judge. We all look at these situations
from some particular perspective, which also contains an interest,
and the interest of the US legal adviser is different from my interest
here in Helsinki looking at a wonderful summer evening in complete
peace and tranquillity. In complete peace and tranquillity, threatened
by nobody, I say the US should not react but in Washington things
look different.
There
is another thing which I think is relevant historically speaking,
which is that the idea that a right of self-defence reaches to maintaining
the balance of power was an acknowledged aspect of the 18th century
international law until early 19th century. Most of the classical
writers who really began the discipline of international law thought
that the law rests on the balance of power, and if somebody actually
develops weapons or power (including economic power) that threaten
to overwhelm the balance, then others have a right to react against
that, on the basis of self-defence. Sometime thereafter in the late
19th century, in the Victorian era, people started to think that
that's wrong.
But
when I listen to this debate, it seems to me that there is something
of that conversation now going on and that the United States
new doctrine of self-defence has something to do with this
that if somebody just starts to become too threatening or too important
or mixes the waters, then you have the right of self defence. So
while I think that this is clearly of course in the interests of
the hegemonic power the US and clearly against the
interests of smaller countries, there is some historic antecedent
to this and so it's not as unheard of as that. And also perhaps
that it is sometimes possible to encompass that sort of idea of
self-defence within a working legal system also.
The
idea of a balance of power as a legal concept is of course terribly
conservative. But it is not unheard of in history and has usually
carried a distinct cultural baggage. I think Cicero, for one, would
have accepted it as an intrinsic aspect of the civilisational project
he was onto in his time: the balance that Rome sought to enforce
was not merely some conglomerate of powers but an instrument of
the expansion of Roman ideas. Maybe Westphalia was like that, too.
And perhaps we see something of this in the new US policies around
the world.
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